Guoyuan Securities Qingdao Siliu Middle Road Branch received a warning letter for failing to report internal disciplinary information in a timely manner.

NightAirdropper · 2026-03-24T04:14:51+00:00

The Qingdao Securities Regulatory Bureau has taken administrative supervisory measures against the Qingdao Siliu Middle Road Securities Business Department of Guoyuan Securities Co., Ltd. Due to its failure to timely submit internal disciplinary information in violation of regulatory provisions, the bureau has decided to issue a warning letter and record it in the integrity file.

NightAirdropper

2026-03-24 04:14:51

Abstract generation in progress

Blue Whale News, March 20 — Recently, the Qingdao Securities Regulatory Bureau issued an administrative regulatory decision, targeting Guoyuan Securities Co., Ltd. Qingdao Siliu Middle Road Securities Business Department.

The decision states that Guoyuan Securities Co., Ltd. Qingdao Siliu Middle Road Securities Business Department failed to report relevant internal disciplinary information in a timely manner. This behavior violates the provisions of the “Measures for the Supervision and Administration of Directors, Supervisors, Senior Management Personnel, and Practitioners of Securities and Fund Operating Institutions.”

In response, the Qingdao Securities Regulatory Bureau decided to issue a warning letter as an administrative regulatory measure to Guoyuan Securities Co., Ltd. Qingdao Siliu Middle Road Securities Business Department, and this will be recorded in the integrity archive of the securities and futures market.

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