Hubei Securities Regulatory Bureau's Decision on Taking Administrative Regulatory Measures of Suspending Relevant Business and Issuing a Warning Letter Against Tianfeng Tianrui Investment Co., Ltd.

MaticHoleFiller · 2026-03-19T04:51:36+00:00

Tianfeng Tianrui Investment Co., Ltd. was suspended by the Hubei Securities Regulatory Bureau from launching new private fund products for one year due to violations of multiple regulatory rules, and a warning letter was issued. The company is required to submit a request for reconsideration or initiate legal proceedings within the legally prescribed timeframe. This measure will be recorded in the integrity record.

MaticHoleFiller

2026-03-19 04:51:36

Abstract generation in progress

(Source: Hubei Securities Regulatory Bureau)

Source: Hubei Securities Regulatory Bureau

Tianfeng Tianrui Investment Co., Ltd.:

After investigation, your company has engaged in activities beyond its business scope, managed some private equity fund products improperly, and issued private bonds non-marketably.

These actions violate Article 15 and Item (7) of Article 23 of the “Interim Measures for the Supervision and Administration of Private Investment Funds” (CSRC Order No. 105), Article 45, Second Paragraph of the “Measures for the Issuance and Trading of Corporate Bonds” (CSRC Order No. 180), and Article 19, Items (1) and (3) of the “Regulations on the Management of Securities Company Private Equity Fund Subsidiaries” (CSRC Circular No. 84 of 2024).

According to Article 42, Paragraph 1 of the “Regulations on the Supervision and Administration of Private Investment Funds” (State Council Order No. 762), Article 33 of the “Interim Measures for the Supervision and Administration of Private Investment Funds” (CSRC Order No. 105), and Article 68 of the “Measures for the Issuance and Trading of Corporate Bonds” (CSRC Order No. 180), our bureau has decided to impose a supervision and management measure on your company: a one-year suspension of establishing new private fund products and issuance of a warning letter. Your company shall not establish new private fund products within one year from the date of receipt of this decision. The above supervision and management measures will be recorded in the integrity file of the securities and futures market.

If you disagree with this supervision and management measure, you may file an administrative reconsideration with the China Securities Regulatory Commission within 60 days of receiving this decision, or you may initiate litigation in a competent people’s court within 6 months. During the reconsideration and litigation periods, the above measures shall not be suspended.

Hubei Securities Regulatory Bureau

March 12, 2026

Massive information, precise analysis, all on Sina Finance APP

View Original

This page may contain third-party content, which is provided for information purposes only (not representations/warranties) and should not be considered as an endorsement of its views by Gate, nor as financial or professional advice. See Disclaimer for details.